Job Description
Join our team in Sydney or Melbourne as a Compliance Manager.
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Due to the nature of the role, relevant compliance experience in the FX/CFD industry is a must.
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Company Description
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Vantage is a global multi-asset brokerage firm based in Sydney, licensed by the Australian Securities and Investments Commission (ASIC).Our commitment is to provide a robust trading environment, complemented by a fast and user-friendly trading platform, enabling our clients to capitalize on trading opportunities efficiently.
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Key Responsibilities
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Conduct compliance monitoring review.
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Completing compliance checks and preparing compliance report.
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Ensure compliance with ASIC regulations, Corporations Act ****, Anti-Money Laundering (AML) laws, and other relevant financial regulations.
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Develop, review, and update compliance policies and procedures to reflect regulatory change.
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Conduct internal audits and compliance reviews to assess adherence to regulatory requirements.
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Assist in preparing reports and filings required by ASIC and other regulatory bodies.
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Identify, assess, and mitigate compliance risks within the organization.
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Implement corrective actions for any non-compliance issues and work with internal teams to improve compliance control.
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Provide compliance training to employees to ensure awareness of regulatory obligation.
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Advise management and key stakeholders on compliance risks and best practice.
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Maintain comprehensive compliance records, reports, and documentation.
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Assist in preparing compliance-related reports for senior management and regulatory authorities.
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Key Qualifications & Experience
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Bachelor's degree in law, Finance, Business, or a related field.
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Experience in a compliance, risk management, or regulatory role.
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Strong knowledge of ASIC regulations, the Corporations Act ****, AML laws, and financial services compliance.
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Experience in conducting audits, risk assessments, and policy development.
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Excellent analytical and problem-solving skills with strong attention to detail.
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Ability to interpret and apply complex regulatory requirements effective.
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Solid communication skills with the ability to liaise with internal teams and regulatory bodies.
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The ideal candidate will have experience, either prior or current, in the FX/CFD industry.
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Please note: Only Australian citizens, permanent residents, or individuals with full working rights in Australia will be considered.

📌 Compliance Manager (Victoria)
🏢 Vantage
📍 Victoria