Job Description
An exciting opportunity for a senior Compliance professional to take a regional leadership role within the Australian business of a global investment management organisation.
This is a high-autonomy, strategic compliance role, working closely with senior management and global Compliance teams to oversee the Australian regulatory framework and support the firm's investment and distribution activities.
The role will focus on:
Leading the Australian compliance framework and regulatory agenda
Providing strategic compliance advice to senior management and investment teams
Oversight ofinvestment management and distribution compliance
ASIC engagement, regulatory enquiries and licensing matters
Compliance monitoring, risk assessments, incidents and remediation
Advising on new business initiatives and evolving regulatory requirements
Working across global Compliance,



Legal and Risk teams on cross-border matters
Building and maintaining a strong compliance culture across the business
Leading and developing the local Compliance team
We're ideally looking for:
***** years' Australian financial services compliance experience
Deep knowledge of ASIC, AFSL and Australian regulatory requirements
Experience with investment compliance, conflicts, personal dealing, best execution and trade allocation
Proven experience engaging with ASIC
Strong advisory skills and the confidence to work with senior investment and business leaders
Experience operating within a global / matrixed setting
A strategic, commercially minded approach with the ability to operate autonomously

📌 Senior Compliance Lead - Global Investment Manager (New South Wales)
🏢 Platinum Pacific Partners
📍 New South Wales