Job Description
An exciting opportunity for a senior Compliance professional to take a regional leadership role within the Australian business of a global investment management organisation.
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This is a high-autonomy, strategic compliance role, working closely with senior management and global Compliance teams to oversee the Australian regulatory framework and support the firm's investment and distribution activities.
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The role will focus on:
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Leading the Australian compliance framework and regulatory agenda
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Providing strategic compliance advice to senior management and investment teams
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Oversight ofinvestment management and distribution compliance
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ASIC engagement, regulatory enquiries and licensing matters
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Compliance monitoring, risk assessments, incidents and remediation
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Advising on new business initiatives and evolving regulatory requirements
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Working across global Compliance,



Legal and Risk teams on cross-border matters
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Building and maintaining a strong compliance culture across the business
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Leading and developing the local Compliance team
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We're ideally looking for:
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***** years' Australian financial services compliance experience
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Deep knowledge of ASIC, AFSL and Australian regulatory requirements
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Experience with investment compliance, conflicts, personal dealing, best execution and trade allocation
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Proven experience engaging with ASIC
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Solid advisory skills and the confidence to work with senior investment and business leaders
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Experience operating within a global / matrixed environment
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A strategic, commercially minded approach with the ability to operate autonomously
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📌 Senior Compliance Lead - Global Investment Manager (New South Wales)
🏢 Platinum Pacific Partners
📍 New South Wales