A leading quantitative trading firm is looking for a Compliance Surveillance Officer to join its growing team in Sydney.

Responsibilities

- Investigate trade surveillance alerts and unusual trading activities.
- Monitor for potential market abuse and trading conduct risks.
- Review electronic communications alerts and follow through to resolution.
- Analyse trading and market data to identify trends and exceptions.
- Support the enhancement of surveillance systems and controls.
- Assist with compliance monitoring and regulatory initiatives.
- Work closely with Trading, Technology, Risk, and Compliance teams.

Requirements

- 3+ years of experience in Trade Surveillance, Market Surveillance, Compliance Monitoring, or a related area.
- Strong analytical and investigative skills.




- Understanding of financial markets and trading activity.
- Experience with SQL and/or Python is highly preferred.
- Excellent communication and stakeholder management skills.
- Degree qualified or equivalent.

Why Apply?

- Join a leading global quantitative trading firm.
- Exposure to sophisticated electronic and algorithmic trading strategies.
- Robust technology and data-driven culture.
- Relocation support available for candidates moving to Sydney.
- Excellent career progression and competitive compensation.

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📌 Compliance Surveillance - Quantitative Trading firm (New South Wales)
🏢 Larson Maddox
📍 New South Wales