An exciting opportunity for a senior Compliance skilled to take a regional leadership role within the Australian business of a global investment management organisation.

This is a high-autonomy, strategic compliance role, working closely with senior management and global Compliance teams to oversee the Australian regulatory framework and support the firm’s investment and distribution activities.

The role will focus on:

- Leading the Australian compliance framework and regulatory agenda
- Providing strategic compliance advice to senior management and investment teams
- Oversight ofinvestment management and distribution compliance
- ASIC engagement, regulatory enquiries and licensing matters
- Compliance monitoring, risk assessments, incidents and remediation
- Advising on new business initiatives and evolving regulatory requirements
- Working across global Compliance, Legal and Risk teams on cross-border matters




- Building and maintaining a strong compliance culture across the business
- Leading and developing the local Compliance team

We're ideally looking for:

- 10–15 years' Australian financial services compliance experience
- Deep knowledge of ASIC, AFSL and Australian regulatory requirements
- Experience with investment compliance, conflicts, personal dealing, best execution and trade allocation
- Proven experience engaging with ASIC
- Strong advisory skills and the confidence to work with senior investment and business leaders
- Experience operating within a global / matrixed environment
- A strategic, commercially minded approach with the ability to operate autonomously

#J-18808-Ljbffr

📌 Senior Compliance Lead – Global Investment Manager (New South Wales)
🏢 Platinum Pacific Partners
📍 New South Wales