An exciting opportunity for a senior Compliance professional to take a regional leadership role within the Australian business of a global investment management organisation.

This is a high-autonomy, strategic compliance role , working closely with senior management and global Compliance teams to oversee the Australian regulatory framework and support the firm’s investment and distribution activities.

The role will focus on:

- Leading the Australian compliance framework and regulatory agenda
- Providing strategic compliance advice to senior management and investment teams
- Oversight ofinvestment management and distribution compliance
- ASIC engagement, regulatory enquiries and licensing matters
- Compliance monitoring, risk assessments, incidents and remediation
- Advising on new business initiatives and evolving regulatory requirements
- Working across global Compliance,



Legal and Risk teams on cross-border matters
- Building and maintaining a robust compliance culture across the business
- Leading and developing the local Compliance team

We're ideally looking for:

- 10–15 years' Australian financial services compliance experience
- Deep knowledge of ASIC, AFSL and Australian regulatory requirements
- Experience with investment compliance, conflicts, personal dealing, best execution and trade allocation
- Proven experience engaging with ASIC
- Strong advisory skills and the confidence to work with senior investment and business leaders
- Experience operating within a global / matrixed environment
- A strategic, commercially minded approach with the ability to operate autonomously

#J-18808-Ljbffr

📌 Senior Compliance Lead – Global Investment Manager (Sydney)
🏢 Platinum Pacific Partners
📍 Sydney