Our client, is seeking an enthusiastic Equities Settlements candidate to join their lively and rapid team.

The responsibilities of the role include:

- Covering CHESS market obligations: Ensure compliance with CHESS market obligations and regulations.
- CHESS Conversions: Process conversions from Issuer-sponsored to/from CHESS sponsored securities.
- DVP Settlements/Margin Lending Settlements: Process Delivery Verses Payment (DVP) settlements and margin lending settlements.
- Corporate Actions and Takeovers/Buy Backs: Coordinate and process corporate actions, takeovers, and buybacks, including market protections.
- Off Market Transfers: Process off-market transfers efficiently and accurately.
- Sponsored CHESS Holdings Management: Process sponsored CHESS holdings and ensure their smooth operation.
- Options Collateral Management: Process options collateral and ensure accurate management.
- MFunds on ASX: Process Mutual Funds (MFunds) on the ASX platform.




- Monitoring of Trades and Suspense Accounts: Keep a vigilant eye on trade bookings and suspense accounts, taking action as needed.

To be considered for the role you will:

- Prior Stockbroking industry experience with equity and /or options processing.
- Familiar with ASX rules and compliance requirements for CHESS sponsored and processes.
- Knowledge of CHESS market obligations and regulations.
- Proficiency in handling corporate actions and other post-trade activities.
- Experience with GBST Shares™
- Experience with GBST DCA™ or a similar options back-office system
- Minimum 3 years’ experience in a stockbroking back-office role
- Detailed knowledge of CHESS, Settlements, Options and Corporate Actions

To be considered for this role please Apply Now.

📌 Equity Settlements (Sydney)
🏢 Fitzgerald Jenkins Recruitment
📍 Sydney