LGT Wealth Management seeks an experienced Front Office Compliance & Control skilled to oversee advice suitability, business conduct and regional Front Office risks. You will provide practical guidance, supervision and training while operating independently of Risk and Compliance.
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You will partner with Regional Manager, Investment Advisers and the Front Office Control & Monitoring team to maintain governance, perform control checks, risk assessments and escalation of issues in a regulated
📌 Regional Front Office Risk Leader (Victoria)
🏢 LGT Crestone Wealth Management
📍 Victoria
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