Senior Broker Investigations Lead - Mortgage Compliance (Sydney)

Senior Broker Investigations Lead - Mortgage Compliance (Sydney)

06 Sep
|
Yellow Brick Road Home Loans
|
Sydney

06 Sep

Yellow Brick Road Home Loans

Sydney

Senior Broker Investigations Lead - Mortgage Compliance Yellow Brick Road Home Loans Sydney, NSW, AU

Job Description

Yellow Brick Road Home Loans seeks a Broker Investigations Manager (Mortgage Broking) to lead the investigation process for mortgage broking activities in line with the Groups Investigation Policy. Based in Sydney, this full time, office-based role reports to the Chief Risk & Compliance Officer and partners with the Compliance and Complaints Manager.

You will lead broker investigations, maintain the Investigations Register, review documentation for regulatory compliance, and deliver reports with

Own the compliance governance framework.Expert understanding of AFSL obligations and ASIC.We are exclusively partnering with a highly regarded Australian boutique investment manager to appoint a Di...

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📌 Senior Broker Investigations Lead - Mortgage Compliance (Sydney)
🏢 Yellow Brick Road Home Loans
📍 Sydney

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