04 Sep
|
Global X ETFs AU
|
New South Wales
04 Sep
Global X ETFs AU
New South Wales
About the role
Global X ETFs Australia is seeking a Risk & Compliance Analyst to support the delivery of our risk and compliance framework as the business continues to grow.
Global X ETFs Australia is a member of Mirae Asset Financial Group, with a growing range of cost‑effective and innovation‑led ETF products. For more than a decade, our mission has been empowering investors with unexplored and intelligent solutions.
Reporting to the Head of Risk & Compliance, this role provides hands on support across compliance monitoring, marketing reviews, risk management and governance activities, helping ensure the business meets its AFSL and regulatory obligations.
What you’ll do
- Support day to day compliance monitoring and obligation tracking
- Review collateral for regulatory compliance
- Maintain compliance registers (incidents, breaches, attestations, training)
- Assist with incident, breach and complaints management
- Support maintenance of the risk register and periodic risk reviews
- Prepare inputs for governance and committee reporting
- Assist with policy administration and compliance training tracking
What you’ll bring
- Bachelor’s degree in Finance, Business Administration, or a related field.
- 2–5 years’ experience in risk, compliance, audit, governance or a regulated environment
- Understanding of AFSL obligations and marketing compliance requirements
- Solid attention to detail and documentation skills
- Clear written communication and stakeholder engagement capability
- Experience in funds management, ETFs or financial services is desirable
How to Apply
- Submit your CV and a brief cover letter via LinkedIn, detailing your experience across:
- ✔ financial services
- ✔ Managed Funds / MIS / ETFs
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📌 Risk and Compliance Analyst (New South Wales)
🏢 Global X ETFs AU
📍 New South Wales