Job Description

Our client is a leading institutional stockbroking firm seeking an experienced licensed DTR to support their Institutional Equity Sales team with trade execution.

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The role will report into the Head of Institutional Sales. You will be responsible for the orderly, timely and compliant execution of client orders in the market for listed securities.

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Ideal profile is minimum of 3 years cash equity DTR experience and must have their DTR License

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Salary is quite versatile depending on prior experience.

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Responsibilities:

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Entry and execution of client orders in a compliant, accurate and timely manner.
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Maintenance of an orderly market for listed securities.
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Ensuring that all security transactions are correctly allocated to correct client parties.
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Liaising with ASX Market Control, ASIC other brokers where required.
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Ensuring internal and external notification and record keeping requirements relating to order execution are met (e.g. errors register, reporting of short selling).
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Daily monitoring to comply with financial services laws in accordance with the compliance manual and the firms compliance monitoring program (e.g. Best Execution)
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Preparing reports and/or provide data/information as requested by compliance and management in relation to trading activities and related matters
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In consultation with the Head of Sales identifying and implementing process improvements and efficiencies related to the execution function.
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Backup to bookings and settlements function
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Special projects & systems implementation
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Experience:

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Over 3 years experience in a DTR capacity
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National DTR Cash Equities Accreditation.
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Track record of successful work experience of a minimum 3 years' on a sales desk.
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A thorough understanding of the current legislation and regulations in relation to the securities industry, including ASX/ASIC Rules, Corporations Act and other relevant material.
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J-18808-Ljbffr

📌 Senior Dtr Institutional Equity New South Wales
🏢 Anton Murray Consulting
📍 New South Wales