Our client is a leading institutional stockbroking firm seeking an experienced licensed DTR to support their Institutional Equity Sales team with trade execution.
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The role will report into the Head of Institutional Sales. You will be responsible for the orderly, timely and compliant execution of client orders in the market for listed securities.
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Ideal profile is minimum of 3 years cash equity DTR experience and must have their DTR License
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Salary is quite versatile depending on prior experience.
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Responsibilities:
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- Entry and execution of client orders in a compliant, accurate and timely manner.
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- Maintenance of an orderly market for listed securities.
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- Ensuring that all security transactions are correctly allocated to correct client parties.
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- Liaising with ASX Market Control, ASIC other brokers where required.
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- Ensuring internal and external notification and record keeping requirements relating to order execution are met (e.g. errors register, reporting of short selling).
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- Daily monitoring to comply with financial services laws in accordance with the compliance manual and the firms compliance monitoring program (e.g. Best Execution)
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- Preparing reports and/or provide data/information as requested by compliance and management in relation to trading activities and related matters
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- In consultation with the Head of Sales identifying and implementing process improvements and efficiencies related to the execution function.
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- Backup to bookings and settlements function
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- Special projects & systems implementation
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Experience:
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- Over 3 years experience in a DTR capacity
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- National DTR Cash Equities Accreditation.
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- Track record of successful work experience of a minimum 3 years' on a sales desk.
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- A thorough understanding of the current legislation and regulations in relation to the securities industry, including ASX/ASIC Rules, Corporations Act and other relevant material.
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📌 Senior DTR - Institutional Equity (New South Wales)
🏢 Anton Murray Consulting
📍 New South Wales
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