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Senior Manager - Financial Institutions at Perigon Group
An excellent chance to join a tenured investor services team as the Compliance Officer, permanent appointment.
High Growth Investment Firm
City Offices - 5 Days Onsite
Strong Rem. and Ben. package
We are proud to partner with a high-growth and reputable Advisory & Investment house which is skilled in originating and managing investments in property, financial services, and private equity on behalf of its investors.
They have an interesting career opportunity to join their tenured Investor Services team in a Compliance Officer, permanent capacity.
The role will suit a candidate with excellent ASIC and compliance experience, strong education background and proven skill in producing quality work outcomes, and strong collaboration amongst peers.
Job Responsibilities:
Organisation of investor documents: collate & distribute to clients for each deal
Manage ASIC compliance for a large portfolio of companies, both proactively and reactively, including drafting ASIC forms, resolutions and lodging documents / notifications with ASIC and other Government bodies
Preparing, co-ordinating and processing ASIC annual company statements and solvency statements
Dealing with company changes, such as officer changes, share transfers, company address and name changes, and company incorporations and de-registrations, including preparing the required resolutions and ASIC forms
Lodging accounts with ASIC
Maintaining databases and other tracking tools as required; update client details and add in deal data such as quarterly reports and deal descriptions
Participation in a variety of team projects




This role is the perfect career opportunity for an ambitious compliance specialist who seeks to grow their exposure across investor services.
5 days onsite, corporate offices located in the city centre.
What you will need:
Experience across KYC / AML, coupled with reporting to regulatory bodies
Proven experience in compliance from the financial institutions sector
Experience working with Compliance and Risk Frameworks which meet legislative and regulatory standards
Outstanding verbal and written communication skills
The ability to work both autonomously and as a member of a team
Excellent organisational skills with the ability to prioritise work and meet deadlines
Excellent customer/client service skills, preferably with experience working in a client facing role
To be considered for this opportunity, please apply via the link below to Perigon Group.
Seniority level
Seniority level
Associate
Employment type
Employment type
Full-time
Job function
Job function
Accounting/Auditing and Finance
Industries
Investment Management, Funds and Trusts, and Banking
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📌 Compliance Officer - Investor Services (New South Wales)
🏢 Perigon Group
📍 New South Wales