Stockbroking & Financial Planning Compliance Lead Queensland

Stockbroking & Financial Planning Compliance Lead Queensland

25 Aug
|
Berritta Consulting
|
Queensland

25 Aug

Berritta Consulting

Queensland

Job Description

Berritta Consulting is seeking a Compliance Officer to manage stockbroking and financial planning compliance. The role involves hands-on monitoring of client accounts, trade reviews, and AML/CTF activities across advisers, brokers and management.

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You will maintain policies, support regulatory submissions, and keep up with evolving Australian financial services requirements. Robust documentation skills and stakeholder collaboration are essential.
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📌 Stockbroking & Financial Planning Compliance Lead Queensland
🏢 Berritta Consulting
📍 Queensland

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