Stockbroking & Financial Planning Compliance Lead (Queensland)

Stockbroking & Financial Planning Compliance Lead (Queensland)

24 Aug
|
Berritta Consulting
|
Queensland

24 Aug

Berritta Consulting

Queensland

Job Description
Berritta Consulting is seeking a Compliance Officer to manage stockbroking and financial planning compliance. The role involves hands-on monitoring of client accounts, trade reviews, and AML/CTF activities across advisers, brokers and management.
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You will maintain policies, support regulatory submissions, and keep up with evolving Australian financial services requirements. Solid documentation skills and stakeholder collaboration are essential.
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📌 Stockbroking & Financial Planning Compliance Lead (Queensland)
🏢 Berritta Consulting
📍 Queensland

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