24 Aug
|
Insignia Financial
|
Queensland
24 Aug
Insignia Financial
Queensland
Job Description
Play a pivotal role in strengthening risk across one of Australia's leading wealth platforms.
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What You'll Be Doing
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Partner with Line 1 teams to embed Group and Trustee Risk and Compliance Frameworks across the Wrap Platforms business.
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Provide independent Line 2 risk oversight and constructive challenge across the end-to-end Wrap Platforms ecosystem, including Superannuation, IDPS, SMAs, MDAs and adviser oversight.
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Review business plans, policies and Executive, Board and Committee papers, ensuring risk, governance, compliance and conflicts of interest are appropriately considered.
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Assess the effectiveness of controls and processes to strengthen governance, manage regulatory risk and support control excellence.
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Support the management of incidents, breaches and conflicts of interest, contributing informed judgement on regulatory obligations, reportability and appropriate remediation.
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Contribute to incident and breach forums by providing insightful risk advice and helping drive practical, sustainable improvements.
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Foster a strong risk culture by encouraging curiosity, constructive challenge and continuous improvement across the business.
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What You'll Bring
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A tertiary qualification in Business, Commerce, Law or a related discipline.
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Strong experience within the Australian wealth management industry, with deep knowledge of Wrap Platforms, Superannuation, IDPS, SMAs, MDAs and the broader platform ecosystem.
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A sound understanding of platform provider obligations, trustee obligations and the regulatory environment governing wealth management and superannuation.
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Extensive experience in Operational Risk, Compliance or Enterprise Risk, with a proven ability to provide independent Line 2 oversight and constructive challenge.
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Robust knowledge of governance frameworks, regulatory obligations and risk management practices, with experience uplifting controls and improving risk maturity.
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A naturally curious and analytical mindset, with the confidence to ask insightful questions, influence decision-making and challenge constructively.
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Excellent stakeholder management skills, with the ability to build trusted relationships across business, Risk and Executive teams.
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Experience working within complex organisations undergoing transformation, providing commercially pragmatic risk advice that enables change while maintaining strong governance.
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Applicants will be required to provide evidence of their eligibility to work in Australia, and at a minimum be required to undertake police and basic credit checks as a condition of employment.
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Please note that applications from agencies will not be considered at this time.
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We acknowledge and celebrate the richness that individual differences bring to our team. If you need assistance or an adjustment during the application process, please reach out and let us know.
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Risk management OD
#J-*****-Ljbffr
📌 Senior Manager Risk, Wrap Platforms & Advice (Queensland)
🏢 Insignia Financial
📍 Queensland