Job Description
regulatory breach specialist - financial services
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Regulatory Breach Specialist
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Location: Melbourne CBD (Hybrid , Flexible, 1 office day per month)
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Salary: $120,000 – $160,000 + Super
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About the Role
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Are you a legal and compliance professional skilled in navigating complex financial regulations? We are seeking a Regulatory Breach Specialist to lead intricate incident investigations, ensure accurate significance assessments, and drive compliance reporting standards.
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In this key role within the Risk & Compliance function, you will act as a subject matter expert, mentoring junior analysts, monitoring evolving regulatory trends, and refining incident management frameworks to maintain exceptional compliance standards.
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Key Responsibilities
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Investigate & Assess: Lead complex incident investigations, ensuring findings are accurate, well-evidenced, and rigorously documented.
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Regulatory Reporting: Monitor and interpret changes in breach reporting legislation, maintaining high alignment with regulatory expectations.
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Committee Submissions: Prepare and present high-quality reports, notifications, and submissions for internal committees, senior management, and regulators.
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Framework Enhancement: Identify risks and inefficiencies in breach reporting processes and recommend continuous improvements.
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Mentorship: Coach breach analysts to build capabilities in legal analysis, investigation methodology, and regulatory writing.
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Key Requirements
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Education: Tertiary qualification in Law (or similar legal specialisation).
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Experience: Proven track record in regulatory breach reporting and management within the financial services sector.
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Presentation Skills: Demonstrated experience preparing and presenting high-level submissions to committees and senior stakeholders.
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Analytical Skills: Robust ability to assess incident significance across multiple regulatory regimes in a fast-paced environment.
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Communication: Exceptional written communication for drafting regulatory notifications and complex reports.
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What's on Offer
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Competitive package ($120k–$160k + Super) matched to your experience.
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Outstanding work-life balance with ultra-flexible hybrid working (only 1 day per month required in the Melbourne CBD office).
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An opportunity to shape breach reporting frameworks and mentor emerging talent.
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At Randstad, we are passionate about providing equal employment opportunities and embracing diversity to the benefit of all. We actively encourage applications from any background.
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📌 Regulatory Breach Specialist - Financial Services (Victoria)
🏢 Hr Partners
📍 Victoria