LGT Group in Australia seeks an experienced compliance and risk skilled to oversee Front Office conduct and advice suitability across the region. You will partner with Front Office Management and risk teams to ensure governance and effective controls, while guiding advisers and associates through training and escalation processes.
The role involves performing control checks, risk assessments, and coordinating remediation actions, with a focus on maintaining regulatory compliance and strong
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📌 Regional Front Office Risk & Compliance Lead (Brisbane City)
🏢 Lgt Group
📍 Brisbane City
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