Job Description

DVP Settlements, Corporate Actions & Nominee Officer

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We are hiring: a dynamic and cutting-edge Australian financial services firm is looking for a Settlements Officer with at least 12 months' experience in Equity Operations, ideally with a strong settlements and corporate actions focus.

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The role

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You'll sit at the centre of settlements and corporate actions processing — liaising between financial advisers and our third-party clearing and settlements agent to ensure timely settlement of all client trading activity, monitoring market-driven corporate actions, and maintaining Nominee reconciliations. A strong understanding of the ASX clearing, settlements and custody cycle is essential.

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Core responsibilities:

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- Monitor DVP settlement obligations and upscale unmatched DVP trades to relevant stakeholders
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- Identify and adjust client accounts impacted by corporate actions
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- Facilitate ad-hoc settlement requests
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- Monitor daily control reporting to identify outstanding cash/stock obligations on client accounts
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- Ensure compliance with internal controls and procedures; assist in maintaining team procedures
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- Adhere to internal and market-wide policies, rules and regulations
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- Cross-train across other roles within the team
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- Support broader business initiatives, including project and data analysis work
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What you'll bring

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- In-depth understanding of the clearing, settlements and custody cycle
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- Knowledge of CHESS and ASX business rules
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- In-depth understanding of ASX corporate actions processes
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- Excellent organisational, analytical and problem-solving skills
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- Robust attention to detail and commitment to accuracy
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- Ability to work in a team and meet deadlines
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- High-level written and verbal communication skills
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📌 Scrip Settlements and Corporate Actions (New South Wales)
🏢 Impel Management
📍 New South Wales