Job Description

Compliance Officer (Part-Time 2-3 Days Per Week)

n

Flexible part-time opportunity | Financial Planning & Wealth Management

n

Bongiorno Wealth Management is seeking an experienced and organised Compliance Officer to support our Financial Planning and Insurance teams.

n

This role would suit someone with experience in financial planning operations, compliance, paraplanning or practice management who is looking for a flexible 2-3 day per week position.

n

Working closely with the Training & Compliance Manager, you'll play an important role in supporting advisers, maintaining systems and ensuring regulatory requirements are met across the business.

n

What's on offer?

n

- Flexible 2-3 day per week role
n
- Supportive and collaborative team environment
n
- Modern Sydney office location
n
- Work with an established and respected financial services business
n
- Opportunity to be involved in projects, process improvement and technology initiatives
n
- Long-term stability with a growing business
n

About the role

n

Your responsibilities will include:

n
- Managing and maintaining Xplan templates, user groups and data feeds
n
- Updating advice document and client communication templates
n
- Assisting with adviser onboarding and offboarding activities
n
- Supporting internal and external compliance reviews
n
- Maintaining compliance registers and regulatory records
n




- Assisting with AFSL obligations including fee consents, privacy and AML requirements
n
- Supporting training and career development initiatives
n
- Identifying opportunities to improve systems, processes and efficiencies.
n

About you

n

To be successful in this position you will have:

n
- Previous experience within financial planning, wealth management or financial services
n
- Strong working knowledge of Xplan
n
- Understanding of financial planning compliance requirements
n
- Excellent organisational and administration skills
n
- Strong attention to detail
n
- Intermediate to advanced Microsoft Office skills
n
- Ability to build positive working relationships with a range of stakeholders.
n

About Us

n

For more than 60 years, Bongiorno Wealth Management has been providing trusted financial advice and wealth management services to medical and dental professionals across Australia.

n

We pride ourselves on building long-term relationships with our clients and creating a workplace culture that is supportive, collaborative and focused on delivering exceptional service.

n

If you're looking for a flexible part-time opportunity where you can utilise your compliance and financial planning experience while maintaining work-life balance, we'd love to hear from you.

#J-18808-Ljbffr

📌 Compliance Officer (Part-Time 2-3 Days Per Week) (New South Wales)
🏢 Bongiorno Group
📍 New South Wales