Job Description
DVP Settlements, Corporate Actions & Nominee Officer
n
We are hiring: a dynamic and innovative Australian financial services firm is looking for a Settlements Officer with at least 12 months' experience in Equity Operations, ideally with a strong settlements and corporate actions focus.
n
The role
n
You'll sit at the centre of settlements and corporate actions processing — liaising between financial advisers and our third-party clearing and settlements agent to ensure timely settlement of all client trading activity, monitoring market-driven corporate actions, and maintaining Nominee reconciliations. A solid understanding of the ASX clearing, settlements and custody cycle is essential.
n
Core responsibilities:
n
n
Monitor DVP settlement obligations and upscale unmatched DVP trades to relevant stakeholders
n
Identify and adjust client accounts impacted by corporate actions
n
Facilitate ad-hoc settlement requests
n




Monitor daily control reporting to identify outstanding cash/stock obligations on client accounts
n
Ensure compliance with internal controls and procedures; assist in maintaining team procedures
n
Adhere to internal and market-wide policies, rules and regulations
n
Cross-train across other roles within the team
n
Support broader business initiatives, including project and data analysis work
n
n
What you'll bring
n
n
In-depth understanding of the clearing, settlements and custody cycle
n
Knowledge of CHESS and ASX business rules
n
In-depth understanding of ASX corporate actions processes
n
Excellent organisational, analytical and problem-solving skills
n
Strong attention to detail and commitment to accuracy
n
Ability to work in a team and meet deadlines
n
High-level written and verbal communication skills
n
#J-*****-Ljbffr

📌 Scrip Settlements And Corporate Actions (New South Wales)
🏢 Impel Management
📍 New South Wales