Job Description
About the Organisation
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Our client is a well established financial services organisation with a strong reputation in the industry. They're currently investing in strengthening their compliance and governance framework, and are looking to grow their compliance team with a Compliance Specialist.
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About the Role
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This is a properly generalist compliance role sitting within a great team. You'll play a key part in ensuring the organisation meets its regulatory and governance obligations, working closely with the Compliance Manager and a team of specialists. Given the breadth of the role, this suits someone who enjoys variety and wants true end to end exposure across compliance, rather than a narrow, siloed function.
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Responsibilities
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Managing breach identification, assessment and reporting processes
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Reviewing marketing and disclosure material
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Supporting AML/CTF obligations and monitoring
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Building and maintaining strong relationships with internal stakeholders,



including at senior level
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Supporting oversight of relationships with external service providers from a compliance perspective
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Contributing to the ongoing development of compliance policies, procedures and governance documentation
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About You
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A legal background is highly regarded, along with experience from a mid to large sized financial services organisation
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Solid communication skills, both written and verbal, are essential given the stakeholder facing nature of this role
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Confident engaging with senior stakeholders
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Experience with breach management is a key requirement
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Working knowledge of AML/CTF obligations is highly regarded, though not essential
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A proactive self starter who is comfortable owning tasks and working autonomously within a small team
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📌 Compliance Specialist (Queensland)
🏢 Perigon Group
📍 Queensland