23 Aug
|
Aequitas Investment Partners
|
City of Sydney
23 Aug
Aequitas Investment Partners
City of Sydney
The Senior Compliance Officer at Aequitas Investment Partners will oversee the day-to-day compliance function for the AFSL and lead the variation to add general financial product advice to retail clients while maintaining wholesale scope.
Reporting to the COO, this hands-on role requires direct interaction with Responsible Managers, the Risk and Compliance Committee and the Board, delivering monitoring, supervision, evidence, training and remediation to keep the licence and control
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📌 Senior AFSL Compliance Lead for Retail Advisory (City of Sydney)
🏢 Aequitas Investment Partners
📍 City of Sydney