Senior AFSL Compliance Lead — Retail Advice & Risk (City of Gold Coast)

Senior AFSL Compliance Lead — Retail Advice & Risk (City of Gold Coast)

23 Aug
|
@
|
City of Gold Coast

23 Aug

@

City of Gold Coast

Aequitas Investment Partners is seeking a Senior Compliance Officer to manage the day-to-day AFSL compliance function and lead the variation to add general financial product advice for retail clients while preserving wholesale scope. You will report to the COO and work with Responsible Managers, the Risk and Compliance Committee, and the Board.

You will personally execute monitoring, supervision, assessments, registers, reporting, training, investigations and remediation to keep the licence and

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📌 Senior AFSL Compliance Lead — Retail Advice & Risk (City of Gold Coast)
🏢 @
📍 City of Gold Coast

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