Job Description

Wealth Management - Client Services & Operations - Team Manager

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Tier 1 global full service Wealth Management firm is seeking an experienced candidate to manage a team of Stockbroking Adviser Assistants and provide front office and risk support to the business in their Sydney office.

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As part of the client-facing Advisory team including the Advisers and Adviser Assistants, this is a broad role providing support to the Head of Client Services, NSW State Manager and the Advisers in Sydney

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Seeking candidates with 6 + years' experience in a similar role within Stockbroking / Wealth Management sector – ideally with prior Dealer Assistant / Assistant advisers/ Associate adviser experience, combined with some risk, KYC, Admin support and team leading / management experience etc.

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Key Responsibilities:

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Team Leading, mentoring, training, recruitment and onboarding the Assistant advisers in the Sydney office
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Enhancing procedures and processes for the Assistant advisers
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Supporting the First Line risk activities such as maintenance of risk and control registers, and incident management
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Maintain client advice processes and documentation
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Assist with Front office Remediation projects
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Front office support, onboarding advisers to the business
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Qualifications/Experience Required:

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Minimum of 6 years' experience in a similar role within Stockbroking / Wealth Management sector – ideally with prior Dealer Assistant / Assistant advisers / Associate adviser experience, combined with some risk, KYC, Admin support and team leading / management experience etc.
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RG146 accreditation or equivalent
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Experience and Competencies Desired:

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Degree qualified in finance or related disciplines desirable.
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Anti-Money Laundering/Know Your Client experience an advantage.
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Excellent customer service skills, including written and verbal communication with an ability to influence.
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Resourceful, self-starter with high work standards and willingness to learn.
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Solid Microsoft office skills – including Excel, PowerPoint, Word.
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High level of attention to detail and accuracy with a focus on compliance.
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Exceptional organisational and prioritisation skills, able to multi-task effectively in a rapid-paced workplace.
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J-18808-Ljbffr

📌 Wealth Management Client Services & Operations Team Manager New South Wales
🏢 Anton Murray Consulting
📍 New South Wales