Job Description
Job Type
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Full Time
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Job Reference
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******BR
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Location
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Melbourne
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Responsibilities
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perform trade surveillance activities across Investment Bank (IB) & Global Wealth Management (GWM) divisions.
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analyse exceptions and instances of potentially suspicious activities flagged by our systems.
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engage with business stakeholders on escalations and other matters.
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drive continuous process improvements and contribute to strategic department projects and
automation/optimisation
initiatives.
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document and communicate review findings.
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successfully collaborate in an integrated APAC team with peers in Australia and throughout the APAC region.
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develop and maintain relationships with senior management.
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Qualifications
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Experience in trade/market surveillance, trade operations, advisory compliance, or DTR,



within the financial industry or at a regulator.
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Knowledge of financial markets, products and trade lifecycle.
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A curiosity and ability to 'dig deep' in order to identify suspicious trading patterns, investigate and draw meaningful conclusions.
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Excellent organisational, time management, writing, and problem solving skills.
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Willingness to keep up with industry, regulatory developments and learn recent concepts and methods.
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Ability to effectively communicate with senior stakeholders.
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Equal Opportunity Employer
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UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.
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📌 Market Conduct Surveillance Analyst (Victoria)
🏢 Ubs
📍 Victoria