Broker Dealer Compliance & Marketing Associate Rockhampton

Broker Dealer Compliance & Marketing Associate Rockhampton

22 Aug
|
The Rise Fund
|
Rockhampton

22 Aug

The Rise Fund

Rockhampton

Job Description

TPG is seeking an Associate to join its broker-dealer Compliance team in Current York. The role conducts compliance oversight of fundraising and capital markets activities and designs policies and systems to meet legal and regulatory obligations.

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You will interact with business, legal, and compliance colleagues across the firm; the ideal candidate has 2+ years in financial services compliance, robust communication, attention to detail, and readiness to obtain FINRA licenses within six months.
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📌 Broker Dealer Compliance & Marketing Associate Rockhampton
🏢 The Rise Fund
📍 Rockhampton

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