Job Description

Jainam Broking Limited

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4 weeks ago

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Location

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Head Office

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Department

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RMS - Retail - JBL

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Employment Type

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Full time

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Applications Received

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2

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Closes On

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27 Sep, 2026

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Monitor client exposures, margins, and trading limits in real-time.
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Implement risk control measures to prevent breaches and unauthorized trades.
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Review and update RMS policies in line with market volatility and regulatory changes.
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Coordinate with IT teams to enhance RMS automation and reporting.
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Key Responsibilities

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Risk Management (RMS)

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Monitor client exposures, margins, and trading limits in real-time.
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Implement risk control measures to prevent breaches and unauthorized trades.
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Review and update RMS policies in line with market volatility and regulatory changes.
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Coordinate with IT teams to enhance RMS automation and reporting.
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Operations

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Supervise day-to-day retail trading operations ensuring smooth execution.
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Oversee account opening, KYC verification, and onboarding processes.
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Ensure timely settlement of trades, fund transfers, and collateral management.
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Streamline operational workflows to improve efficiency and reduce errors.
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Compliance

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Ensure adherence to SEBI, NSE, BSE, and other regulatory requirements.
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Conduct periodic audits and compliance checks across retail operations.
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Prepare and submit regulatory reports within stipulated timelines.
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Act as liaison with regulators, exchanges, and auditors during inspections.
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Leadership & Coordination

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Lead and mentor the RMS & compliance team.
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Collaborate with business, technology, and legal teams to align risk and compliance practices.
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Train staff on compliance updates, operational best practices, and risk awareness.
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Qualifications & Skills

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Education: Graduate/Postgraduate in Finance, Commerce, or related field. Skilled certifications (e.g., NISM, CFA, FRM) preferred.
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Experience: 8–12 years in stock broking, RMS, or compliance roles with at least 3–5 years in a managerial capacity.
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Skills:
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Solid knowledge of SEBI, NSE, BSE regulations.
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Expertise in RMS tools, trading platforms, and compliance systems.
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Analytical mindset with attention to detail.
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Excellent leadership, communication, and stakeholder management skills.
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J-18808-Ljbffr

📌 Senior Manager Rms Alton Downs
🏢 Jainam Share Consultants
📍 Alton Downs