Senior AFSL Compliance Lead for Retail Advisory (New South Wales)

Senior AFSL Compliance Lead for Retail Advisory (New South Wales)

22 Aug
|
Aequitas Investment Partners
|
New South Wales

22 Aug

Aequitas Investment Partners

New South Wales

The Senior Compliance Officer at Aequitas Investment Partners will oversee the day-to-day compliance function for the AFSL 700016 and lead the variation to add general financial product advice to retail clients while maintaining wholesale scope.

Reporting to the COO, this hands-on role requires direct interaction with Responsible Managers, the Risk and Compliance Committee and the Board, delivering monitoring, supervision, evidence, training and remediation to keep the licence and control

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📌 Senior AFSL Compliance Lead for Retail Advisory (New South Wales)
🏢 Aequitas Investment Partners
📍 New South Wales

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