Job Description

Jainam Broking Limited

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4 weeks ago

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Location

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Head Office

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Department

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RMS - Retail - JBL

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Employment Type

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Full-time

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Applications Received

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2

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Closes On

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27 Sep, 2026

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- Monitor client exposures, margins, and trading limits in real-time.
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- Implement risk control measures to prevent breaches and unauthorized trades.
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- Review and update RMS policies in line with market volatility and regulatory changes.
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- Coordinate with IT teams to enhance RMS automation and reporting.
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Key Responsibilities

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Risk Management (RMS)

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- Monitor client exposures, margins, and trading limits in real-time.
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- Implement risk control measures to prevent breaches and unauthorized trades.
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- Review and update RMS policies in line with market volatility and regulatory changes.
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- Coordinate with IT teams to enhance RMS automation and reporting.
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Operations

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- Supervise day-to-day retail trading operations ensuring smooth execution.
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- Oversee account opening, KYC verification, and onboarding processes.
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- Ensure timely settlement of trades, fund transfers, and collateral management.
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- Streamline operational workflows to improve efficiency and reduce errors.
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Compliance

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- Ensure adherence to SEBI, NSE, BSE, and other regulatory requirements.
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- Conduct periodic audits and compliance checks across retail operations.
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- Prepare and submit regulatory reports within stipulated timelines.
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- Act as liaison with regulators, exchanges, and auditors during inspections.
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Leadership & Coordination

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- Lead and mentor the RMS & compliance team.
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- Collaborate with business, technology, and legal teams to align risk and compliance practices.
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- Train staff on compliance updates, operational best practices, and risk awareness.
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Qualifications & Skills

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- Education: Graduate/Postgraduate in Finance, Commerce, or related field. Professional certifications (e.g., NISM, CFA, FRM) preferred.
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- Experience: 8–12 years in stock broking, RMS, or compliance roles with at least 3–5 years in a managerial capacity.
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- Skills:
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- Solid knowledge of SEBI, NSE, BSE regulations.
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- Expertise in RMS tools, trading platforms, and compliance systems.
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- Analytical mindset with attention to detail.
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- Excellent leadership, communication, and stakeholder management skills.
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📌 Senior Manager - RMS (Alton Downs)
🏢 Jainam Share Consultants
📍 Alton Downs