TPG is seeking an Associate to join its broker-dealer Compliance team in New York. The role conducts compliance oversight of fundraising and capital markets activities and designs policies and systems to meet legal and regulatory obligations.
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You will interact with business, legal, and compliance colleagues across the firm; the ideal candidate has 2+ years in financial services compliance, robust communication, attention to detail, and readiness to obtain FINRA licenses within six months.
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📌 Broker-Dealer Compliance & Marketing Associate (Rockhampton)
🏢 The Rise Fund
📍 Rockhampton
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