Job Description

Job Type

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Full Time

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Job Reference

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336467BR

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Location

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Melbourne

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Responsibilities

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- perform trade surveillance activities across Investment Bank (IB) & Global Wealth Management (GWM) divisions.
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- analyse exceptions and instances of potentially suspicious activities flagged by our systems.
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- engage with business stakeholders on escalations and other matters.
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- drive continuous process improvements and contribute to strategic department projects and automation/optimisation initiatives.
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- document and communicate review findings.
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- successfully collaborate in an integrated APAC team with peers in Australia and throughout the APAC region.
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- develop and maintain relationships with senior management.
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Qualifications

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- Experience in trade/market surveillance, trade operations, advisory compliance, or DTR,



within the financial industry or at a regulator.
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- Knowledge of financial markets, products and trade lifecycle.
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- A curiosity and ability to 'dig deep' in order to identify suspicious trading patterns, investigate and draw meaningful conclusions.
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- Excellent organisational, time management, writing, and problem solving skills.
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- Willingness to keep up with industry, regulatory developments and learn new concepts and methods.
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- Ability to effectively communicate with senior stakeholders.
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Equal Prospect Employer

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UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.

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📌 Market Conduct Surveillance Analyst (Victoria)
🏢 Ubs
📍 Victoria