Job Description

2 weeks ago Be among the first 25 applicants

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Direct message the job poster from Perigon Group

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Senior Manager - Financial Institutions at Perigon Group

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An excellent opportunity to join a tenured investor services team as the Compliance Officer, permanent appointment.

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- High Growth Investment Firm
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- City Offices - 5 Days Onsite
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- Strong Rem. and Ben. package
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We are proud to partner with a high-growth and reputable Advisory & Investment house which is skilled in originating and managing investments in property, financial services, and private equity on behalf of its investors.

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They have an interesting career opportunity to join their tenured Investor Services team in a Compliance Officer, permanent capacity.

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The role will suit a candidate with excellent ASIC and compliance experience, strong education background and proven skill in producing quality work outcomes, and strong collaboration amongst peers.

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Job Responsibilities:

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- Organisation of investor documents: collate & distribute to clients for each deal
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- Manage ASIC compliance for a large portfolio of companies, both proactively and reactively, including drafting ASIC forms, resolutions and lodging documents / notifications with ASIC and other Government bodies
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- Preparing, co-ordinating and processing ASIC annual company statements and solvency statements
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- Dealing with company changes, such as officer changes, share transfers, company address and name changes, and company incorporations and de-registrations, including preparing the required resolutions and ASIC forms
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- Lodging accounts with ASIC
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- Maintaining databases and other tracking tools as required; update client details and add in deal data such as quarterly reports and deal descriptions
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- Participation in a variety of team projects
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This role is the perfect career opportunity for an ambitious compliance specialist who seeks to grow their exposure across investor services.

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5 days onsite, corporate offices located in the city centre.

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What you will need:

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- Experience across KYC / AML, coupled with reporting to regulatory bodies
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- Proven experience in compliance from the financial institutions sector
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- Experience working with Compliance and Risk Frameworks which meet legislative and regulatory standards
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- Outstanding verbal and written communication skills
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- The ability to work both autonomously and as a member of a team
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- Excellent organisational skills with the ability to prioritise work and meet deadlines
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- Excellent customer/client service skills, preferably with experience working in a client facing role
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To be considered for this chance, please apply via the link below to Perigon Group.

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Seniority level

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Seniority level

Associaten

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Employment type

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Employment type

Full timen

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Job function

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Job function

Accounting/Auditing and Financen

Industries

Investment Management, Funds and Trusts, and Bankingn

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📌 Compliance Officer - Investor Services (New South Wales)
🏢 Perigon Group
📍 New South Wales