Risk & Compliance Manager Sydney

An established and growing investment management business is seeking an experienced Risk & Compliance Manager to join its team in Sydney.

This is a broad and hands-on role suited to someone with solid experience across funds management, investment management or financial services, who is comfortable operating across both risk and compliance and partnering with senior stakeholders across the business.

The Prospect Reporting into senior leadership, you will play a key role in maintaining and enhancing the organisation's risk and compliance framework, ensuring the business continues to meet its regulatory obligations while supporting its ongoing growth.

You'll have exposure across a broad range of areas, including regulatory compliance, risk management, governance, policies and controls, and the oversight of key operational and investment-related risks.

Key Responsibilities
Manage and enhance the organisation's risk and compliance framework




Provide practical risk and compliance advice to senior stakeholders and the broader business
Monitor and assess regulatory and compliance obligations relevant to the funds management environment
Maintain risk registers, compliance obligations and associated controls
Coordinate compliance monitoring and testing activities
Support regulatory reporting, governance processes and internal/external reviews
Identify emerging risks and regulatory developments and assess their potential impact on the business
Review and maintain policies, procedures and risk documentation
Support incident, breach and issue management
Assist with ongoing risk assessments across investment, operational and corporate activities
Work closely with internal stakeholders to promote a robust risk and compliance culture

📌 Risk And Compliance Manager Sydney
🏢 FourQuarters
📍 Sydney