Stockbroking & Financial Planning Compliance Lead (Brisbane City)

Stockbroking & Financial Planning Compliance Lead (Brisbane City)

18 Aug
|
Berritta Consulting
|
Brisbane City

18 Aug

Berritta Consulting

Brisbane City

Berritta Consulting is seeking a Compliance Officer to manage stockbroking and financial planning compliance. The role involves hands-on monitoring of client accounts, trade reviews, and AML/CTF activities across advisers, brokers and management.

You will maintain policies, support regulatory submissions, and keep up with evolving Australian financial services requirements. Solid documentation skills and stakeholder collaboration are essential.

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📌 Stockbroking & Financial Planning Compliance Lead (Brisbane City)
🏢 Berritta Consulting
📍 Brisbane City

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