Compliance Specialist, Australia & Current Zealand

Sydney, Australia

Monday to Friday, 38 hours week

Hybrid

About the role

You will report directly to the Associate Director, Compliance and Risk with a dotted reporting line to the Regional Compliance Director, APAC and also be responsible to ensure risk and compliance with the relevant legal and regulatory requirements as well as in-house policies and procedures for Australia and New Zealand Corporate, Funds and Capital Markets business. Your key responsibilities will include:

Act as the Deputy Money Laundering Reporting Officer (“MLRO”) for CSC Australia and CSC New Zealand entities

Provision of independent sound risk & compliance advice and support on client acceptance based on the prevailing company and group policies as well as the relevant local legislation, rules and industry practice

Liaise with AUSTRAC, DIA, and other relevant regulators.

To conduct risk & compliance monitoring on a timely basis, including but not limited to regular review of client entities, transaction monitoring, processing & clearance of suspicious hits, and specific thematic review(s).

Provide compliance support to Corporate Legal Solutions, Funds and Capital Markets business lines.

Support the implementation and monitoring of compliance frameworks for reporting entities.

Liaise and deal with Internal Audit inspections or enquiries

To conduct risk & compliance investigation pertaining to incidents, complaints or administration issues (where required)

To conduct AML/CFT induction to new staff and provide ongoing risk & compliance training to existing staff

To prepare relevant risk & compliance management information & reports

To participate in ad hoc risk & compliance related projects

What technical skills, experience, and qualifications do you need?

- Degree holder in Law, Accounting,



Finance or related discipline

Minimum of 5 years’ experience in compliance

Solid experience in managing risk & compliance framework in accordance to regulatory and statutory requirements

Familiarity with AUSTRAC, DIA and FMA regulatory expectations.

Sound knowledge of local regulations including both Australia and New Zealand rules and regulations

AML qualifications preferable (ACAMs or equivalent)

Strong organization and time management skills

- Ability to independently and effectively work with different stakeholders
- Good command of both written and spoken English.
- Independent, meticulous, pro-active, attentive to details, self-motivated, outspoken, keen to learn, and capable of meeting new challenges with excellent communication skills

CSC is a global business, legal, and financial services company based in Wilmington, Delaware, USA, providing knowledge-based solutions to clients worldwide. We have offices and capabilities in over 140 jurisdictions in the Americas, Europe, Asia Pacific, and the Middle East, and more than 8,000 colleagues. We are the business behind business.

Visit our careers site to learn more about CSC and our commitment to our clients, communities, and each other.

CSC is committed to creating a feeling of belonging through a diverse and growth-oriented environment where everyone is valued.

- Annual success-sharing bonuses or commission plans based on individual performance.
- Support to colleagues with disabilities, ensuring people have the necessary resources to thrive in their roles.
- Our commitment to accessibility reflects our broader dedication to diversity and belonging.

Disclaimer: The information above describes the general nature and level of work performed by employees in this role. It is not intended to describe all duties, responsibilities, and qualifications.

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📌 Compliance Specialist (New South Wales)
🏢 CSC Holdings
📍 New South Wales