DVP Settlements, Corporate Actions & Nominee OfficerWe are hiring: a energetic and innovative Australian financial services firm is looking for a Settlements Officer with at least 12 months' experience in Equity Operations, ideally with a robust settlements and corporate actions focus.The roleYou'll sit at the centre of settlements and corporate actions processing — liaising between financial advisers and our third-party clearing and settlements agent to ensure timely settlement of all client trading activity, monitoring market-driven corporate actions, and maintaining Nominee reconciliations.
A robust understanding of the ASX clearing,



settlements and custody cycle is essential.Core responsibilities:Monitor DVP settlement obligations and upscale unmatched DVP trades to relevant stakeholdersIdentify and adjust client accounts impacted by corporate actionsFacilitate ad-hoc settlement requestsMonitor daily control reporting to identify outstanding cash/stock obligations on client accountsEnsure compliance with internal controls and procedures; assist in maintaining team proceduresAdhere to internal and market-wide policies, rules and regulationsCross-train across other roles within the teamSupport broader business initiatives, including project and data analysis workWhat you'll bringIn-depth understanding of the clearing, settlements and custody cycleKnowledge of CHESS and ASX business rulesIn-depth understanding of ASX corporate actions processesExcellent organisational, analytical and problem-solving skillsStrong attention to detail and commitment to accuracyAbility to work in a team and meet deadlinesHigh-level written and verbal communication skills
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📌 Scrip Settlements And Corporate Actions New South Wales (Australia)
🏢 Impel Management
📍 Australia