Key purpose of the role

The Risk and Compliance Senior Analyst role performs and manages recurring risk and compliance activities to strengthen risk maturity, support regulatory obligations and ensure risk considerations are integrated into business operations, decision-making and change initiatives.

Your Team

The Line 1 Risk and Compliance team supports the day‑to‑day management of risk and compliance across the ASX Supervision division which comprises of Participants Supervision and Listings Supervision. The team plays a key role in the embedment of ASX’s operational risk and compliance strategy as well as the uplift of risk maturity within the division. Reporting to the Risk and Compliance Partner, the Risk and Compliance Senior Analyst role supports the effective operation of risk and compliance management practices across ASX Supervision by coordinating risk and control activities, providing analysis and reporting, and supporting the implementation of risk and compliance initiatives.

Your responsibilities

- Maintain risk registers and support the documentation of risk events, causes, impacts, controls and treatment plans.
- Assist in the preparation and maintenance of risk profiles, key risk indicators (KRIs) and risk reporting dashboards.
- Perform control testing activities and assurance activities including evidence collection, assessment documentation and tracking of remediation actions.
- Assist business stakeholders in documenting controls and identifying opportunities to strengthen the control environment.
- Support the end‑to‑end management of incidents, issues and remediation actions.
- Track and report action implementation and completion, ensuring evidence is appropriately documented and retained.




- Assist in mapping obligations to controls, processes and accountable owners.
- Coordinate compliance assessments and support the preparation of compliance reporting and attestations.
- Contribute to risk maturity uplift initiatives and transformation programs.

Your experience and qualifications

- Gained 3+ years experience working within a Line 1 risk function.
- Experience supporting risk and compliance assessments, control testing & uplift, and incident & issue management.
- Strong analytical, documentation, writing and communication skills.
- Proven ability to manage multiple pieces of work concurrently across various interrelated initiatives and workstreams.
- Proven ability to build strong internal relationships and collaborate effectively across teams and stakeholders.
- Well‑developed planning and prioritisation skills, with a demonstrated ability to deliver outcomes to agreed deadlines.

Nice to have

- Familiarity with process mapping, control design or continuous improvement methodologies.
- Advanced data analysis and reporting skills, including proficiency in Excel, PowerBI or other reporting tools.
- Firsthand experience implementing operational risk management frameworks and control assurance methodologies.
- Strong understanding of financial markets, market infrastructure or regulated financial service environments.

To be considered for this position, candidates must be legally authorised to work in Australia on a permanent basis without any restrictions.

We support flexible working and offer hybrid working options.

You’ll also enjoy an impressive range of employee benefits and a flexible working environment underpinned by a friendly and team-oriented culture.

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📌 Risk and Compliance Senior Analyst - Line 1 (New South Wales)
🏢 ASX
📍 New South Wales