Junior Trade Compliance Assistant – Investment Group

Join a high‑performing investment group as a Junior Trade Compliance Assistant, supporting the daily monitoring of trading activity, mandate compliance, and regulatory obligations across multiple asset classes. This is an excellent opportunity for someone early in their financial services career who is eager to build technical skills and gain exposure to trade monitoring, investment compliance, and portfolio oversight.

You’ll work closely with senior compliance and investment professionals, ensuring the group’s trading activity remains accurate, compliant, and aligned with client mandates.

The Role
You will assist in the day‑to‑day compliance monitoring of trades, portfolios, and investment activity. This role is hands‑on, detail‑focused, and ideal for someone who enjoys problem‑solving, learning quickly, and working in a fast‑paced environment.

Key Responsibilities
Trade monitoring — support daily pre‑ and post‑trade checks to ensure compliance with mandates and regulatory rules
Breach identification — assist in identifying, escalating, and documenting potential breaches or exceptions




Portfolio compliance — help monitor investment guidelines, restrictions, and exposure limits
Data validation — ensure accuracy of trade data, pricing, and portfolio information
Regulatory support — assist with compliance reporting and regulatory obligations
Internal coordination — work with investment, operations, and risk teams to resolve queries
Process improvement — contribute to enhancing monitoring tools, workflows, and documentation

Skills & Experience You may come from a fund services, operations, middle office, or graduate‑level financial services background. You will bring:
Strong attention to detail and analytical thinking
Interest in investment compliance, trading, or portfolio monitoring
Excellent communication skills and willingness to learn
Ability to work collaboratively in a fast‑paced environment
Tertiary qualifications in Finance, Commerce, Economics, Law, or similar

Additional information
Large Australian Global Asset / Fund Manager
Solid risk focus/prepare to think outside the box
Outstanding growth prospect

📌 Compliance Analyst Sydney
🏢 Intuitive Recruitment
📍 Sydney