Compliance Specialist | Financial Services | Brisbane | $140k to $150k + Super

We're partnering with a well established financial services organisation to recruit a Compliance Specialist for their Brisbane office.

About the Organisation

Our client is a well established financial services organisation with a robust reputation across the industry. They're currently investing in strengthening their compliance and governance framework, and this role is part of that ongoing growth within a lean, highly capable compliance team.

About the Role

This is a generalist compliance role, ideal for someone who wants real end to end exposure rather than sitting in a narrow, siloed function. You'll work closely with the Compliance Manager and a team of specialists, playing a part in how the organisation meets its regulatory and governance obligations day to day.

Key Responsibilities

- Managing breach identification, assessment and reporting processes
- Reviewing marketing and disclosure material
- Supporting AML/CTF obligations and monitoring
- Building and maintaining strong relationships with internal stakeholders, including at senior level




- Supporting oversight of relationships with external service providers from a compliance perspective
- Contributing to the ongoing development of compliance policies, procedures and governance documentation

What You'll Bring

- A legal background is highly regarded, along with experience from a mid to large sized financial services organisation (superannuation highly regarded)
- Strong written and verbal communication skills, essential given the stakeholder facing nature of the role
- Confidence engaging with senior stakeholders
- Experience managing breach reporting processes
- Working knowledge of AML/CTF obligations is highly regarded, though not essential
- A proactive, hands on approach and comfort working autonomously within a small team

Interested or know someone who'd be a great fit? Reach out for a confidential conversation. #Compliance #Superannuation #FinancialServices #ComplianceJobs #Brisbane #RiskAndCompliance #AML #Governance #BrisbaneJobs #Hiring #NowHiring

📌 Compliance Specialist (Brisbane)
🏢 Perigon Group
📍 Brisbane