Jainam Broking Limited

4 weeks ago

Location

Head Office

Department

RMS - Retail - JBL

Employment Type

Full time

Applications Received

2

Closes On

27 Sep, 2026
Monitor client exposures, margins, and trading limits in real-time.
Implement risk control measures to prevent breaches and unauthorized trades.
Review and update RMS policies in line with market volatility and regulatory changes.
Coordinate with IT teams to enhance RMS automation and reporting.

Key Responsibilities

Risk Management (RMS)
Monitor client exposures, margins, and trading limits in real-time.
Implement risk control measures to prevent breaches and unauthorized trades.
Review and update RMS policies in line with market volatility and regulatory changes.
Coordinate with IT teams to enhance RMS automation and reporting.

Operations
Supervise day-to-day retail trading operations ensuring smooth execution.
Oversee account opening, KYC verification, and onboarding processes.
Ensure timely settlement of trades, fund transfers, and collateral management.
Streamline operational workflows to improve efficiency and reduce errors.

Compliance
Ensure adherence to SEBI, NSE,



BSE, and other regulatory requirements.
Conduct periodic audits and compliance checks across retail operations.
Prepare and submit regulatory reports within stipulated timelines.
Act as liaison with regulators, exchanges, and auditors during inspections.

Leadership & Coordination
Lead and mentor the RMS & compliance team.
Collaborate with business, technology, and legal teams to align risk and compliance practices.
Train staff on compliance updates, operational best practices, and risk awareness.

Qualifications & Skills
Education: Graduate/Postgraduate in Finance, Commerce, or related field. Qualified certifications (e.g., NISM, CFA, FRM) preferred.
Experience: 8–12 years in stock broking, RMS, or compliance roles with at least 3–5 years in a managerial capacity.
Skills:
Solid knowledge of SEBI, NSE, BSE regulations.
Expertise in RMS tools, trading platforms, and compliance systems.
Analytical mindset with attention to detail.
Excellent leadership, communication, and stakeholder management skills.
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📌 Senior Manager Rms Southern Downs Regional
🏢 Jainam Share Consultants
📍 Southern Downs Regional