Head of Operations & Compliance - Investment Management

The Company

Our client is a leading investment management firm with over $2 billion in assets under management.

With a highly regarded investment team and institutional-grade operating platform, the business manages a range of Australian and offshore fund structures.

Reporting directly to the CEO and Chief Compliance Officer, this is a broad and highly visible role offering exposure across fund operations, trading support, and compliance.

The Opportunity

This is a rare opportunity for an experienced operations and compliance professional to take ownership of key operational, regulatory, and fund administration activities within a sophisticated investment management setting.

Fund Operations & Trading Support Responsibilities:

- Oversee daily fund operations and trading infrastructure;
- Manage relationships with prime brokers, fund administrators, and outsourced service providers;
- Monitor trade settlements, reconciliations,



corporate actions, and operational controls; AND
- Drive process improvements, automation initiatives, and operational efficiencies.

Fund Administration & Financial Management Responsibilities:

- Partner with fund administrators across multiple investment vehicles;
- Oversee NAV, cash, position, and performance reconciliation processes;
- Support liquidity management, treasury activities, and FX-related operations; AND
- Ensure accuracy and integrity of operational and financial data.

Compliance, Regulatory & Governance Responsibilities:

- Maintain and enhance the firm's global compliance and governance frameworks across Australia, the US, Cayman Islands and relevant jurisdictions;
- Coordinate regulatory obligations and reporting, including AFSL, SEC, FATCA/CRS and AML/CTF requirements;
- Act as the key

📌 Head of Operations & Compliance - Investment Management (City of Sydney)
🏢 Kaizen Recruitment
📍 City of Sydney