Jainam Broking Limited

4 weeks ago

Location

Head Office

Department

RMS - Retail - JBL

Employment Type

Full-time

Applications Received

2

Closes On

27 Sep, 2026

- Monitor client exposures, margins, and trading limits in real-time.
- Implement risk control measures to prevent breaches and unauthorized trades.
- Review and update RMS policies in line with market volatility and regulatory changes.
- Coordinate with IT teams to enhance RMS automation and reporting.

Key Responsibilities

Risk Management (RMS)

- Monitor client exposures, margins, and trading limits in real-time.
- Implement risk control measures to prevent breaches and unauthorized trades.
- Review and update RMS policies in line with market volatility and regulatory changes.
- Coordinate with IT teams to enhance RMS automation and reporting.

Operations

- Supervise day-to-day retail trading operations ensuring smooth execution.
- Oversee account opening, KYC verification, and onboarding processes.
- Ensure timely settlement of trades, fund transfers, and collateral management.
- Streamline operational workflows to improve efficiency and reduce errors.

Compliance

- Ensure adherence to SEBI, NSE, BSE,



and other regulatory requirements.
- Conduct periodic audits and compliance checks across retail operations.
- Prepare and submit regulatory reports within stipulated timelines.
- Act as liaison with regulators, exchanges, and auditors during inspections.

Leadership & Coordination

- Lead and mentor the RMS & compliance team.
- Collaborate with business, technology, and legal teams to align risk and compliance practices.
- Train staff on compliance updates, operational best practices, and risk awareness.

Qualifications & Skills

- Education: Graduate/Postgraduate in Finance, Commerce, or related field. Professional certifications (e.g., NISM, CFA, FRM) preferred.
- Experience: 8–12 years in stock broking, RMS, or compliance roles with at least 3–5 years in a managerial capacity.
- Skills:
- Solid knowledge of SEBI, NSE, BSE regulations.
- Expertise in RMS tools, trading platforms, and compliance systems.
- Analytical mindset with attention to detail.
- Excellent leadership, communication, and stakeholder management skills.

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📌 Senior Manager - RMS (Southern Downs Regional)
🏢 Jainam Share Consultants
📍 Southern Downs Regional