07 Aug
|
CLSA
|
City of Sydney
07 Aug
CLSA
City of Sydney
CITICS CLSA is seeking a Compliance Officer to help manage the compliance framework across Australian investment banking, equities and research businesses.
The role covers advisory compliance, surveillance, financial crimes, and control room responsibilities; with 2–3 years of relevant experience, offering a path to develop as a compliance qualified within a trading floor setting and exposure to regulators.
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📌 Australia Compliance Specialist – Regulatory & AML (City of Sydney)
🏢 CLSA
📍 City of Sydney