Wealth Management - Client Services & Operations - Team Manager

Tier 1 global full service Wealth Management firm is seeking an experienced candidate to manage a team of Stockbroking Adviser Assistants and provide front office and risk support to the business in their Sydney office.

As part of the client-facing Advisory team including the Advisers and Adviser Assistants, this is a broad role providing support to the Head of Client Services, NSW State Manager and the Advisers in Sydney

Seeking candidates with 6 + years’ experience in a similar role within Stockbroking / Wealth Management sector – ideally with prior Dealer Assistant / Assistant advisers/ Associate adviser experience, combined with some risk, KYC, Admin support and team leading / management experience etc.

Key Responsibilities:
Team Leading, mentoring, training, recruitment and onboarding the Assistant advisers in the Sydney office
Enhancing procedures and processes for the Assistant advisers
Supporting the First Line risk activities such as maintenance of risk and control registers, and incident management
Maintain client advice processes and documentation
Assist with Front office Remediation projects




Front office support, onboarding advisers to the business

Qualifications/Experience Required:
Minimum of 6 years’ experience in a similar role within Stockbroking / Wealth Management sector – ideally with prior Dealer Assistant / Assistant advisers / Associate adviser experience, combined with some risk, KYC, Admin support and team leading / management experience etc.
RG146 accreditation or equivalent

Experience and Competencies Desired:
Degree qualified in finance or related disciplines desirable.
Anti-Money Laundering/Know Your Client experience an advantage.
Excellent customer service skills, including written and verbal communication with an ability to influence.
Resourceful, self-starter with high work standards and willingness to learn.
Solid Microsoft office skills – including Excel, PowerPoint, Word.
High level of attention to detail and accuracy with a focus on compliance.
Exceptional organisational and prioritisation skills, able to multi-task effectively in a rapid-paced workplace.
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📌 Wealth Management Client Services & Operations Team Manager City Of Sydney
🏢 Anton Murray Consulting
📍 City of Sydney