Flat-Fee Professional (One Tree)

Flat-Fee Professional (One Tree)

06 Aug
|
FlatFeePlanners.com
|
One Tree

06 Aug

FlatFeePlanners.com

One Tree

Create Account Apply to Join The FlatFeePlanners.com Community of Flat-Fee Subscription-based Financial Planners Enter Email and Create Password Enter EmailRequired FieldPlease enter a valid email address

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Create Password Required FieldPlease enter value between 6 and 25 characters longPassword cant be the same as your email

Confirm PasswordRequired FieldPassword cant be the same as your emailPlease enter the same value

First NameRequired Field

Last NameRequired Field

Phone NumberRequired Field

Advisory FirmRequired Field

What membership level are you applying for?Select OneFlat Fee EliteFlat Fee ProfessionalRequired Field

Payment PreferenceSelect OneAnnually (BEST VALUE)MonthlyRequired Field

Your IAR CRD#Required Field

Link to Advisor Disclosures (https://advisorinfo.sec.gov)Required Field

Your Advisory Firm's CRD#Required Field

Link to Firm Disclosures (https://advisorinfo.sec.gov)Required Field

How would you describe your current flat fee offerings?Select OneAdvisor & Firm are FLAT FEE ONLY (offering at least one subscription model without additional AUM fees)Advisor is FLAT FEE ONLY (offering at least one subscription model without additional AUM fees) but Firm is not Flat Fee OnlyAdvisor & Firm are NOT EXCLUSIVELY flat fee BUT OFFER offer a flat fee subscription model without additional AUM)Advisor & Firm are NOT flat fee subscription without AUM model but are looking to offer this service in the futureRequired Field Compliance Questions Advisor members must answer YES to each of the following: Fee Model:



I confirm my firm offers at least one flat-fee subscription model that includes discretionary management of assets without additional AUM fees.

Yes No Required Field ADV Alignment: I certify that my fee structure and fiduciary status are accurately reflected in my current Form ADV Part 2A.

Yes No Required

Field SEC Rule 206(4)-1: I acknowledge a paid membership may be considered a paid endorsement and have compliance approval to list my profile in flatfeeplanners.com consumer search directory.

Yes No Required Field Disqualifying Events: I certify that I am not subject to any "disqualifying events" (SRO orders/felonies) in the last 10 years.

Yes No Required Field Duty to Notify: I agree to notify FlatFeePlanners.com within 30 days of any change to my fee model or regulatory standing.

Yes No Required Field Fiduciary Status: I attest that I am a Registered Investment Adviser (RIA) or IAR and act as a fiduciary 100% of the time.

Yes No Required Field

By clicking 'Create My Profile' I am providing a digital signature affirming all the above statements are true to the best of my knowledge. I agree to notify FlatFeePlanners.com should any information change which would require me to answer "No" to any of these questions. By creating an account, you agree to our terms & conditions You must agree to the GDPR consent terms I have read and agree to the Adviser Membership & Community Agreement, our Verification Standards, and Privacy Policy.

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📌 Flat-Fee Professional (One Tree)
🏢 FlatFeePlanners.com
📍 One Tree

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