05 Aug
|
Catalyst Funds Management
|
City of Sydney
05 Aug
Catalyst Funds Management
City of Sydney
We are a cutting-edge, technology-driven, global equities hedge fund with offices in Sydney, Singapore, London, and Dubai. Our firm is built on a strong foundation of teamwork, collaboration, and continuous learning. We are currently seeking a sharp, detail-oriented, and motivated individual to join our compliance team.
Position Summary
We are looking for a risk and compliance professional with 3-7 years of experience. In this role you will have the unique prospect to work within a supportive team that boasts extensive industry experience and knowledge. You will play a crucial role contributing to the success of our firm, while developing your own skills.
Key Responsibilities
- Ensure ongoing compliance with all financial services regulatory obligations including licence conditions and filings in relevant jurisdictions
- Monitor ongoing compliance obligations across all relevant jurisdictions, maintaining all compliance, incident and breach registers
- Coordinate periodic compliance reviews including scoping, testing, findings, and remediation tracking
- Draft, review, and maintain compliance policies and procedures, ensuring currency with regulatory developments across all applicable jurisdictions
- Conduct training on compliance policies for new starters and periodic refresher training
- Prepare quarterly Audit, Risk and Compliance Committee papers, including reporting packs and minutes
- Support the General Counsel with compliance advice across the business
- Act as the designated AML/CTF Compliance Officer managing the effectiveness and maintenance of the AML/CTF program overseeing our fund administrator, ensure all AUSTRAC obligations are met
- Own all KYC requirements for the business
- Manage relationships with outsourced compliance vendors in different jurisdictions
- Promote a strong culture of compliance, integrity, and accountability
About You
We are looking for a pro‑active, team player with the following skills/qualifications:
- 3-7 years’ experience as a compliance professional in a funds management business in Australia or Singapore
- An undergraduate qualification in business, finance, law or related discipline.
- Hands‑on experience with regulatory filing obligations across one or more jurisdictions with familiarity with ASIC / MAS
- Solid understanding of compliance frameworks, AML/CTF requirements, KYC and governance processes
- Familiarity with ensuring compliance with trustee obligations and governance will be highly regarded
- Able to work autonomously in a small, high‑performing team and manage competing priorities without close supervision
- Clear and confident communicator, able to draft policies, committee papers, and regulatory correspondence to a high standard and lead team training sessions
- High attention to detail with a strong sense of integrity and professionalism
- Naturally collaborative, with the ability to build effective working relationships with internal stakeholders and external parties such as outsourced compliance vendors and fund administrators
- Thrive in a fast‑paced, dynamic environment where priorities can shift quickly
- Desire to learn, seek feedback, and be curious.
Why Join Us?
This is your chance to join a unique investment firm that values curiosity, fosters a culture of collaboration, and empowers its employees to excel. You will have the opportunity to work in a vibrant environment and have exposure to a broad range of work.
Application process and requirements
Applicants are required to have unrestricted working rights in Australia.
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📌 Compliance Manager (City of Sydney)
🏢 Catalyst Funds Management
📍 City of Sydney