This chance sits within a well capitalised private family office, operating independently from a broader global corporate group.
The office manages private capital investments and requires a hands on Compliance Officer to support and strengthen its Australian financial services framework.
You will work closely with senior leadership in a high trust environment, with clear accountability for compliance oversight across the investment structure.
Why This Role
Direct access to senior decision makers
Clear ownership of the compliance framework
Opportunity to shape processes in a growing structure
The Focus Of The Role
Develop and enhance the Compliance Plan, policies and procedures
Deliver the Compliance Monitoring Program and Board reporting
Manage regulatory breach reporting and ASIC notifications
Maintain conflicts of interest registers and AR oversight
Support AML CTF obligations, IDR processes, and regulatory compliance
High ownership role with real influence
Exposure to private capital and investment governance
Collaborative, high trust environment
What We're Looking For
3 plus years experience in compliance or risk within Australian financial services
Strong knowledge of the Corporations Act and ASIC expectations
Experience supporting an AFSL environment, ideally within managed funds
Ability to translate legislation into practical controls
Strong communication skills with confidence engaging senior stakeholders
About weave.
Recruitment
weave.
Recruitment is a founder led Australian search and recruitment partner across Investment Management, Technology, Accounting and Finance, and HR and People & Culture.
We take a quality first approach and build long term relationships based on trust, judgement, and delivery.
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