03 Aug
|
Catalyst Funds Management
|
New South Wales
03 Aug
Catalyst Funds Management
New South Wales
We are a cutting-edge, technology-driven, global equities hedge fund with offices in Sydney, Singapore, London, and Dubai. Our firm is built on a strong foundation of teamwork, collaboration, and continuous learning. We are currently seeking a sharp, detail-oriented, and motivated individual to join our compliance team.
Position Summary
We are looking for a risk and compliance professional with 3-7 years of experience. In this role you will have the unique opportunity to work within a supportive team that boasts extensive industry experience and knowledge. You will play a crucial role contributing to the success of our firm, while developing your own skills.
Key Responsibilities
Ensure ongoing compliance with all financial services regulatory obligations including licence conditions and filings in relevant jurisdictions
Monitor ongoing compliance obligations across all relevant jurisdictions, maintaining all compliance, incident and breach registers
Coordinate periodic compliance reviews including scoping, testing, findings, and remediation tracking
Draft, review, and maintain compliance policies and procedures, ensuring currency with regulatory developments across all applicable jurisdictions
Conduct training on compliance policies for new starters and periodic refresher training
Prepare quarterly Audit, Risk and Compliance Committee papers, including reporting packs and minutes
Support the General Counsel with compliance advice across the business
Act as the designated AML/CTF Compliance Officer managing the effectiveness and maintenance of the AML/CTF program overseeing our fund administrator, ensure all AUSTRAC obligations are met
Own all KYC requirements for the business
Manage relationships with outsourced compliance vendors in different jurisdictions
Promote a strong culture of compliance, integrity, and accountability
About You
We are looking for a pro‐active, team player with the following skills/qualifications:
3-7 years' experience as a compliance professional in a funds management business in Australia or Singapore
An undergraduate qualification in business, finance, law or related discipline.
Hands‐on experience with regulatory filing obligations across one or more jurisdictions with familiarity with ASIC / MAS
Solid understanding of compliance frameworks, AML/CTF requirements, KYC and governance processes
Familiarity with ensuring compliance with trustee obligations and governance will be highly regarded
Able to work autonomously in a small, high‐performing team and manage competing priorities without close supervision
Clear and confident communicator, able to draft policies, committee papers, and regulatory correspondence to a high standard and lead team training sessions
High attention to detail with a strong sense of integrity and professionalism
Naturally collaborative, with the ability to build effective working relationships with internal stakeholders and external parties such as outsourced compliance vendors and fund administrators
Thrive in a quick‐paced, dynamic environment where priorities can shift quickly
Desire to learn, seek feedback, and be curious.
Why Join Us?
This is your chance to join a unique investment firm that values curiosity, fosters a culture of collaboration, and empowers its employees to excel. You will have the opportunity to work in a vibrant environment and have exposure to a broad range of work.
Application process and requirements
Applicants are required to have unrestricted working rights in Australia.
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📌 Compliance Manager (New South Wales)
🏢 Catalyst Funds Management
📍 New South Wales