1. OVERVIEW

TAF Capital is seeking a Finance and Compliance Manager to support and manage the Company's regulatory, risk and compliance functions whilst assisting with selected finance and operational activities.

This is a hands-on role suited to someone with experience in compliance, risk, finance, accounting or financial services who is looking to step into broader responsibility. The role will involve supporting day-to-day compliance operations, regulatory engagement, financial oversight activities, and the ongoing development of the Company's governance, risk and compliance framework.

The successful candidate will work closely with senior management and gain exposure across finance, risk, governance, compliance and emerging areas of financial services including digital assets and trustee services

1. KEY RESPONSIBILITIES

Governance, Risk and Compliance

- Support and maintain the Company's compliance, AML/CTF and risk management frameworks.

- Manage customer due diligence, onboarding, transaction monitoring and sanctions screening activities.

- Assist with regulatory reporting, submissions and engagement with ASIC, AUSTRAC and other stakeholders.

- Identify, assess and escalate compliance, regulatory, operational and financial crime risks.

- Support incident management, breach reporting and remediation activities.

Regulatory Reporting and Controls

- Maintain policies, procedures, registers and governance documentation.

- Support internal reviews, audits and compliance monitoring activities.

- Prepare risk and compliance reporting for Senior Management and the Board.

- Monitor regulatory developments and assist with implementation of new requirements.

- Maintain effective internal controls and risk mitigation measures.

Finance and Business Operations





- Assist with management reporting, reconciliations and financial oversight activities.

- Support budgeting, forecasting and cashflow reporting processes.

- Assist with financial controls, operational reviews and audit requirements.

- Work collaboratively across finance, operations and compliance functions to support business growth and regulatory obligations.

3. EXPERIENCE AND QUALIFICATIONS

Required

· At least 3 years' experience in compliance, risk, finance, accounting or governance within financial services, funds management, AFSL-regulated businesses, fintech, remittance or digital asset environments.

· Understanding of:

a) ASIC regulatory framework

b) AUSTRAC AML/CTF obligations

· Experience supporting compliance processes, frameworks, financial reporting or operational processes.

Desirable

· Experience with AML/CTF programs or acting as AMLCO (or deputy)

· Accounting, finance, audit, bookkeeping or financial reporting experience.

· Experience preparing management accounts, reconciliations or financial analysis.

· Exposure to digital assets, KYC providers, or transaction monitoring tools

· Experience supporting regulatory applications or submissions

1. KEY SKILLS & ATTRIBUTES

· Strong attention to detail and organisational skills

· Practical, hands-on approach to finance, risk and compliance management.

· Good written communication and policy drafting skills

· Solid proficiency in Microsoft Office, SharePoint, Xero and emerging AI-enabled productivity tools.

· Willingness to learn and grow into a broader compliance role

· Ability to interpret financial information and identify anomalies or risks.

· Sound understanding of financial controls and operational risk management.

· Ability to manage multiple priorities within a small growing business.

📌 Compliance and Finance Manager (Perth)
🏢 TAF Capital
📍 Perth